Field Compliance Officer

Mobilink Bank

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What is Field Compliance Officer - MMBL?

Preparation of field agent monitoring plans and ensure implementation of same within given time lines by planning and performing visits to Branchless banking agents to evaluate compliance to the applicable policies & procedures Maintain compliance related MIS and ensure effective record keeping of compliance related issues. To assist in conducting Compliance review of branchless banking operations/core banking operations of the bank in line with Regulatory & Procedural Requirements and ensuring that compliance to all requirements of KYC/CDD/EDD are fulfilled and highlight issues or concerns discovered during the course of compliance review. Ensure compliance to SBP regulations, MMBL policies & procedures regarding Branchless Banking operations/Banking Operations. Check on sample basis data and record with the branchless banking agents, Business Units to ensure efficacy of controls, operations and records. Assist Manager compliance with review of High Risk Relationships on periodic basis by and ensuring that Enhanced Due Diligence requirements are completed and taking note of background of the customer, country of origin and source of funds and other risk factors and report to Manager Compliance accordingly. Monitor and follow up with branches/head office units for Updation of KYC records and ensure that the existing Customers KYC forms are exactly and timely updated in accordance with the requirement of the bank s policies and Procedures. Report to Manager compliance any non-compliance at branchless banking agents, branches in the form of periodical reports. To Assist Manager compliance with submission of Regulatory Reports to SBP To provide periodic guidance to BB Agents, Business Units on AML/CFT and SBP Regulations Any other duties as assigned by the Manager Compliance.

What Field Compliance Officer - MMBL does?

Preparation of field agent monitoring plans and ensure implementation of same within given time lines by planning and performing visits to Branchless banking agents to evaluate compliance to the applicable policies & procedures Maintain compliance related MIS and ensure effective record keeping of compliance related issues. To assist in conducting Compliance review of branchless banking operations/core banking operations of the bank in line with Regulatory & Procedural Requirements and ensuring that compliance to all requirements of KYC/CDD/EDD are fulfilled and highlight issues or concerns discovered during the course of compliance review. Ensure compliance to SBP regulations, MMBL policies & procedures regarding Branchless Banking operations/Banking Operations. Check on sample basis data and record with the branchless banking agents, Business Units to ensure efficacy of controls, operations and records. Assist Manager compliance with review of High Risk Relationships on periodic basis by and ensuring that Enhanced Due Diligence requirements are completed and taking note of background of the customer, country of origin and source of funds and other risk factors and report to Manager Compliance accordingly. Monitor and follow up with branches/head office units for Updation of KYC records and ensure that the existing Customers KYC forms are exactly and timely updated in accordance with the requirement of the bank s policies and Procedures. Report to Manager compliance any non-compliance at branchless banking agents, branches in the form of periodical reports. To Assist Manager compliance with submission of Regulatory Reports to SBP To provide periodic guidance to BB Agents, Business Units on AML/CFT and SBP Regulations Any other duties as assigned by the Manager Compliance.

What are we looking for and what does it require to be Field Compliance Officer - MMBL?

Preparation of field agent monitoring plans and ensure implementation of same within given time lines by planning and performing visits to Branchless banking agents to evaluate compliance to the applicable policies & procedures Maintain compliance related MIS and ensure effective record keeping of compliance related issues. To assist in conducting Compliance review of branchless banking operations/core banking operations of the bank in line with Regulatory & Procedural Requirements and ensuring that compliance to all requirements of KYC/CDD/EDD are fulfilled and highlight issues or concerns discovered during the course of compliance review. Ensure compliance to SBP regulations, MMBL policies & procedures regarding Branchless Banking operations/Banking Operations. Check on sample basis data and record with the branchless banking agents, Business Units to ensure efficacy of controls, operations and records. Assist Manager compliance with review of High Risk Relationships on periodic basis by and ensuring that Enhanced Due Diligence requirements are completed and taking note of background of the customer, country of origin and source of funds and other risk factors and report to Manager Compliance accordingly. Monitor and follow up with branches/head office units for Updation of KYC records and ensure that the existing Customers KYC forms are exactly and timely updated in accordance with the requirement of the bank s policies and Procedures. Report to Manager compliance any non-compliance at branchless banking agents, branches in the form of periodical reports. To Assist Manager compliance with submission of Regulatory Reports to SBP To provide periodic guidance to BB Agents, Business Units on AML/CFT and SBP Regulations Any other duties as assigned by the Manager Compliance.

Job Details

Industry:

Banking/Financial Services

Total Positions:

1 Post

Job Type:

Full Time/Permanent

Job Location:

Abbottabad, Pakistan

Gender:

No Preference

Experience:

Doesn't Matter

Apply Before:

Nov 22, 2024

Posting Date:

Nov 13, 2024

Mobilink Bank

Banking/Financial Services · 1001-1500 employees - Abbottabad

Mobilink Bank is providing banking services to over 42 million registered users including 16+ million monthly active customers across Pakistan. With a hybrid model that combines traditional microfinance with mobile/digital banking technologies, the bank now operates with over 100 branches and 200,000 branchless banking agents and provides a USSD (GSM) based digital channel offering savings, micro enterprise (MSME) loans, small housing loans, remittances, collection (utility bills and loan installments), mobile wallets, insurance, G2P, B2B & B2P payments; thus, playing a leading role in the promotion of financial inclusion. MMBL is committed to fostering a positive and productive workplace, and our core values reflect this focus. These values include promoting innovation and entrepreneurship, encouraging teamwork and collaboration, and prioritizing a customer-centric approach in all aspects of our business.