。该工作已被公司管理人员暂停申请，不再接受简历投递

Manager Compliance

1. Ensure compliance with all relevant laws, regulations, and guidelines set forth by regulatory authorities such as the Securities and Exchange Commission of Pakistan (SECP) and other pertinent bodies.

2. Develop, implement, and update compliance policies, procedures, and controls to address regulatory requirements and mitigate risks effectively.

3. Conduct regular compliance monitoring and reviews to assess the effectiveness of internal controls and identify areas of non-compliance. Prepare and submit regulatory reports as necessary.

4. Identify and assess compliance risks associated with the mutual fund's operations and investment activities. Develop strategies to mitigate identified risks and ensure compliance with risk management policies.

5. Conduct compliance training programs for employees to enhance awareness of regulatory requirements and promote a culture of compliance within the organization.

6. Investigate compliance breaches, incidents, and complaints. Develop and implement remediation plans to address issues and prevent recurrence.

7. Oversee compliance-related activities performed by third-party service providers, including custodians, administrators, and investment managers, to ensure compliance with contractual obligations and regulatory requirements.

8. Liaise with regulatory authorities, auditors, and other stakeholders on compliance-related matters. Respond to inquiries and requests for information promptly and accurately.

技能

Compliance Compliance Assurance Risk Compliance Management

工作详细内容

全部职位:

1 发布

工作时间:

早班

工作类型:

全职/长期工

工作地址:

Gulberg 3, 拉合尔, 巴基斯坦

性别:

没有偏好

年龄:

25 - 55 年

最低学历:

硕士

学位头衔:

MBA (Accounting and Finance), M. Com

职位等级:

资深专业人员

电话预约已成功，我们的专家会在短时间内与你联系:

5年 (5 years of experience in an Asset Management Company. Candidates with knowledge of NBFC Rules & Regulations and AMLCFT certification are preferred.)

在之前申请:

Mar 08, 2024

发布日期:

Feb 07, 2024